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Universal Market Integrity Rules
Results: 172

#	Item
51	Rule Notice Guidance Note Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-12-12 11:36:03 Securities Universal Market Integrity Rules Canadian securities regulation Canada Regulatory compliance Regulatory risk differentiation Business Exempt market dealer Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
52	Rules Notice Technical UMIR Contact: Kevin McCoy Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-08-13 12:06:04 Email Business Technology Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada
53	Summary of Comments Received on Proposed Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-10 10:56:04 Investment Mathematical finance Financial regulation Stock market Universal Market Integrity Rules Trading halt Investment Industry Regulatory Organization of Canada Exchange-traded fund Short Financial economics Financial markets Finance
54	Administrative General Please distribute internally to: Institutional Legal and Compliance Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-12-09 15:41:04 United States Securities and Exchange Commission Business Securities Financial system Canadian securities regulation Investment Industry Regulatory Organization of Canada Universal Market Integrity Rules Securities Act Exempt market dealer Financial economics Canadian Investment Manager Professional certification in finance
55	Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-25 10:21:07 Internet privacy Financial regulation Aviation Oneworld Universal Market Integrity Rules Secure communication Investment Industry Regulatory Organization of Canada Mail Computing Email Internet Electronic documents
56	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-06-02 14:11:03 Securities Financial system Canadian Investment Manager Professional certification in finance Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Securities Act Exempt market dealer Financial economics Business United States Securities and Exchange Commission
57	INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA FINANCIAL STATEMENTS March 31, 2013 Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-08-30 15:17:46 Financial statements Fund accounting Income statement Net asset value Cash flow statement Balance sheet Canadian securities regulation Revenue Universal Market Integrity Rules Accountancy Finance Business
58	Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-25 10:21:05 Internet privacy Financial regulation Aviation Oneworld Universal Market Integrity Rules Secure communication Investment Industry Regulatory Organization of Canada Mail Computing Email Internet Electronic documents
59	Microsoft Word - B IIROC Strategy Document - December[removed]Final dh.doc Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-05-22 15:22:50 Financial regulation Self-regulatory organizations Business Investment Industry Regulatory Organization of Canada Securities Economics Universal Market Integrity Rules Regulatory capture Financial adviser Financial economics Finance Investment
60	June 1, 2008 INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA TRANSITION RULE NO. 1 MADE PURSUANT TO BY-LAW 13.1 OF THE CORPORATION 1.1 Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-03-26 16:48:40 Economy of Canada Universal Market Integrity Rules

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